Learn where 401(k) plans are most vulnerable, and how to strengthen yours.
The Business Owner's 401(k) Survival Guide
If you're responsible for your company's 401(k), this may be the most important fiduciary change you've never heard about. Most employers assume that documenting meetings, reviewing investments, and following a fiduciary process is enough to protect them. Increasingly, it isn't. Today's regulators and courts are asking a different question: Were your decisions reasonable, informed, and truly in your employees' best interests? That subtle shift is changing the fiduciary landscape—and increasing the potential liability facing plan sponsors.
PHILLIPS & COMPANY WEALTH STRATEGIES | LIQUIDITY EVENTS
The Liquidity Event Playbook
A liquidity event can be the most consequential financial moment in a business owner's life. Most of the important decisions are made before the deal closes, and this paper explains what to get right before, during, and after the transaction so you can protect what you have built and position the outcome for the long term.